港交所公布9月17日推出北向交易投资者识别码模式细节
港交所8月24日（星期五）就沪深港三地交易所股票市场互联互通计划（沪深港通）的北向交易推出投资者识别码模式（北向交易投资者识别码模式）公布运作细节。监管机构早前已公布将于2018年9月17日（星期一）推出该识别码模式。北向交易投资者识别码模式规定提供北向交易服务的交易所参与者须按标准格式为每名北向交易客户编派一个券商客户编码（BCAN），并向香港交易所提供客户识别信息（CID），香港交易所会将有关信息交予内地交易所。券商客户编码及客户识别信息是北向交易投资者识别码模式的两大组成部分，仅供监管机构监察市场之用。
HKEX Announces Details of Launch of NB Investor ID Model on 17 September
Hong Kong Exchanges and Clearing Limited (HKEX) today (Friday) announced the launch details of the investor identification model for Northbound trading (NB Investor ID Model) through its mutual stock market access programme with the exchanges in Shanghai and Shenzhen (Stock Connect) after market regulators said the model will be launched on 17 September 2018 (Monday).Under the NB Investor ID Model, Exchange Participants (EPs) that offer Northbound trading services are required to assign a unique number in a standard format, known as the Broker-to-Client Assigned Number (BCAN), to each of their Northbound trading clients and provide Client Identification Data (CID) to HKEX, which will forward the information to Mainland exchanges. BCANs and CID – the two main components of the NB Investor Model – are for regulators’ market surveillance only.
|
|
转播
